Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 242 to 251 of 895 search results for general insurance broker - by this.

  1. Notice of Decision 2024: Down Insurances Limited [pdf]

    Decision notices Published: 07/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  2. Final Notice 2015: Moorhouse Group Limited [pdf]

    Final notices Published: 23/04/2015 Last modified: 23/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 7 related to mis-selling and culture/governance in the general insurance and protection sector. We imposed a fine.
  3. Travel insurance and coronavirus (Covid-19)

    Tasks for regulated firms Published: 14/10/2021 Last modified: 14/10/2021
    We set out our expectations of firms to consider their regulatory requirements in the changed travel market.
  4. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.
  5. FCA Final Notice 2014: Douglas Carroll trading as City and Chartered Mortgage Services [pdf]

    Final notices Published: 28/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC and SUP 16 related to transaction reporting in the general insurance and protection sector. We imposed a withdrawal.
  6. Legacy publications

    Last modified: 27/02/2023
    The FCA provides information on how to obtain legacy publications, including some rulebooks, of FCA predecessor organisations.
  7. Sign up for FCA events updates

    Last modified: 21/05/2024
    High-cost credit. Please specify. Subscribe. Privacy information. By submitting this form you consent to us sending emails to you regarding FCA events. ... See our privacy notice for further information about the way we use the personal data collected in
  8. Final Notice 2023: Columbus Legal Limited [pdf]

    Final notices Published: 23/05/2023
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and investment adviser sector. We imposed a cancellation.
  9. Insurance Conduct of Business Sourcebook (ICOBS)

    Tasks for regulated firms Published: 09/02/2016 Last modified: 16/02/2023
    Read more about ICOBS, our Handbook rules regulating general and protection insurance products sales.
  10. Final Notice 2023: Ray Alan Davis [pdf]

    Final notices Published: 15/11/2023
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.