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Showing 872 to 881 of 895 search results for general insurance broker - by this.

  1. FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes

    Feedback statements Published: 14/10/2014 Last modified: 16/01/2015
    Retail and other insurance policyholders with savings business may wish to take note of the general content of this paper. ... PRA CP22/14 The Prudential Regulation Authority’s approach to with-profits insurance business.
  2. PS16/15: Feedback on CP15/33 - Consumer credit: proposals in response to the CMA recommendations on high-cost short-term credit

    Policy statements Published: 26/05/2016 Last modified: 26/05/2016
    lead generators and credit brokers. improving shopping around. the use of real-time data sharing. ... Most responses were supportive of our proposed new rules, guidance and general approach.
  3. Supporting consumers through tough times – priorities for credit regulation

    Speeches Published: 23/03/2022 Last modified: 20/03/2024
    Speech by Brian Corr, Interim Director of Retail Lending at the FCA, delivered at Credit Summit 2022
  4. Monitoring orders and transactions – our expectations of firms

    Speeches Published: 31/01/2013 Last modified: 29/03/2013
    Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum
  5. FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period

    Finalised guidance Published: 09/04/2014 Last modified: 09/04/2014
    We would welcome feedback and comments from the industry and consumer organisations on this guidance. ... Please complete this form if you require this content in an alternative format.
  6. MiFID II costs and charges disclosures review findings

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and
  7. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

    Press Releases Published: 13/07/2016 Last modified: 13/07/2016
    This resulted in a £3.6 million deficit in Towergate’s insurer money bank accounts. ... As early as March 2007 the FSA produced a Guide to Client Money for General Insurance Intermediaries to help firms understand how to hold client money in
  8. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    Not just mere ‘activity’. And this is a priority that’s now dominating FCA policy formation across multiple areas, including our competition work in markets like general insurance add-ons; cash ... The problem here is that this, in turn, led
  9. CP18/18: Guidance on regular premium PPI complaints and recurring non-disclosure of commission

    Consultation papers Published: 04/07/2018 Last modified: 15/04/2019
    This paper consults on new guidance that clarifies our expectations about the handling of certain regular premium payment protection insurance (PPI) complaints. 
  10. FCA clarifies fairer treatment of regular premium PPI complaints and proposes new mailing requirements

    Press Releases Published: 07/11/2018 Last modified: 23/10/2023
    The FCA has today issued final guidance that clarifies its expectations about the handling of certain regular premium payment protection insurance (PPI) complaints.