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Showing 1532 to 1541 of 1672 search results for have published general insurance.

  1. Chris Woolard discusses emergency regulation and learning from the coronavirus crisis

    News stories Published: 10/06/2020 Last modified: 16/10/2020
    Interim Chief Executive Chris Woolard discusses emergency coronavirus regulation and the Business Plan
  2. A strategy for positive change: our ESG priorities

    Corporate documents Published: 03/11/2021 Last modified: 21/11/2022
    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.
  3. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    GC13/5 Supervising retail investment advice: inducements and conflicts of interest. Guidance consultations First published:. ... Our cost benefit analysis in Annex 1. Do you have any comments on the proposed guidance?
  4. Financial Services & Markets Act 2023 gives FCA new powers to protect access to cash

    Statements Published: 18/08/2023 Last modified: 18/08/2023
    FCA’s new powers are an important step towards maintaining reasonable provision of cash deposit and withdrawal services.
  5. Engagement feedback on the new public offers and admissions to trading regime

    Feedback statements Published: 12/12/2023 Last modified: 12/12/2023
    We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime.
  6. TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms

    Thematic reviews Published: 31/10/2013 Last modified: 30/08/2015
    Thematic reviews First published:. 31/10/2013. Last updated: 30/08/2015. Share page. ... Given the communications we have issued on AML and ABC, we expected the industry to have done more in ensuring they had suitable systems and controls in place.
  7. Using artificial intelligence to keep criminal funds out of the financial system

    Speeches Published: 06/12/2017 Last modified: 06/12/2017
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, delivered to the FinTech Innovation in AML and Digital ID regional event, London.
  8. Information on investigations opened under the Senior Managers' Regime - June 2022

    FOI Release Date of Release: 22/06/2022
    The FCA provides information on investigations opened under the Senior Managers' Regime.
  9. Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities

    Pensions Published: 27/04/2023 Last modified: 27/04/2023
    The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice.
  10. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

    Press Releases Published: 13/02/2013 Last modified: 23/11/2021
    The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.