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Showing 1 to 4 of 4 search results for havilland.

1. Decision Notice 2023: Banque Havilland SA [pdf]

   Decision notices Published: 05/05/2023
   This Decision Notice (Banque Havilland SA) refers to breach of Principle 1 related to failing to conduct its business with integrity in the private banking sector. Our view is that a financial penalty of £10,000,000 should be imposed.

2. Havilland Bank (clone of FCA authorised firm)

   Warnings Published: 11/06/2021 Last modified: 11/06/2021
   Havilland Bank (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

3. FCA publishes Decision Notices for Banque Havilland SA and three of its former employees

   Press Releases Published: 05/05/2023 Last modified: 11/05/2023
   The FCA has decided to fine Banque Havilland £10m; its former London branch CEO, Edmund Rowland, £352,000; David Weller, a former London branch senior manager, £54,000; and Vladimir Bolelyy, a former London branch employee, £14,200.

4. Temporary permissions regime (TPR) data: solo-regulated firms

   Data Published: 29/01/2024 Last modified: 29/01/2024
   This page provides a data summary of the firms under the temporary permissions regime (TPR).