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Showing 1 to 10 of 147 search results for hold Professional Indemnity Insurance.

1. Distributors: professional indemnity insurance

   Tasks for regulated firms Published: 13/05/2015 Last modified: 10/02/2023
   Certain firms are required to hold Professional Indemnity Insurance (PII)

2. Professional indemnity insurance

   Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
   Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.

3. RMA-E Professional indemnity insurance self certification: FAQs

   Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
   RMA-E Professional indemnity insurance self certification: FAQs

4. RMA-E: Professional Indemnity Insurance

   Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
   RMA-E: Professional Indemnity Insurance

5. Information about professional insurance indemnity premiums - July 2020

   FOI Release Date of Release: 27/07/2020
   The FCA provides information about professional insurance indemnity premiums

6. Technical information on RMAR source data

   Data Published: 06/06/2019 Last modified: 03/08/2023
   The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the

7. The retail intermediary market 2018

   Data Published: 06/06/2019 Last modified: 16/11/2023
   This page provides the FCA's analysis of the intermediary sector in 2018 based on data drawn from the Retail Mediation Activities Return (RMAR).

8. The retail intermediary market 2019

   Data Published: 23/07/2020 Last modified: 16/11/2023
   This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).

9. Review of host Authorised Fund Management firms

   Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
   We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

10. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and