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Showing 111 to 120 of 147 search results for hold Professional Indemnity Insurance.

  1. Information on firms sanctioned for greenwashing - April 2022

    FOI Release Date of Release: 28/04/2022
    The FCA provides information on greenwashing.

  2. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  3. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

  4. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    consumers and consumer organisations. professional and trade bodies representing PIFs and other types of financial advisers. ... providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other

  5. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

  6. FCA publishes Decision Notice against Markos Markou for lack of oversight

    Press Releases Published: 28/07/2021 Last modified: 28/07/2021
    The FCA published a Decision Notice in respect of Markos Markou, the Director and Chief Executive of a mortgage broker firm, Financial Solutions (Euro) Limited (FSE). Mr Markou has referred the Decision Notice to the Tribunal.

  7. Diversity and inclusion: Driving change in our industry

    Speeches Published: 22/11/2022 Last modified: 23/11/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference.

  8. Automated advice: existing rules and guidance

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.

  9. Derivation and changes tables

    Firms Published: 15/12/2023 Last modified: 15/12/2023
    This page contains an interactive version of the tables derivation and changes tables produced by the FCA in policy statements dealing with the repeal and replacement of retained EU law.

  10. TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs)

    Thematic reviews Published: 22/05/2015 Last modified: 23/06/2015
    TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs). ... We did not consider third party claims such as employers’ and public liability or professional indemnity claims.