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Showing 61 to 70 of 147 search results for hold Professional Indemnity Insurance.

  1. External audit requirements

    Tasks for regulated firms Published: 11/05/2015 Last modified: 09/02/2023
    Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated.

  2. Common misreporting errors: RMAR

    Tasks for regulated firms Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    Common misreporting errors: RMAR

  3. RegData help and FAQs

    Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
    You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.

  4. RMA-I Supplement Product Sales Data: help text

    Registers and systems Published: 09/06/2016 Last modified: 11/06/2016
    i) non-investment insurance contracts. 1. Total non-investment insurance premium derived from retail customers.Firms should enter the total insurance premium for all retail customers. ... IPRU IS Annex 11Page 25 of definitions 11.3 provides description

  5. External audit requirements for insurance intermediaries

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Insurance intermediary audit requirements for firms. Read more about what you need to do.

  6. A to Z of financial terms - Hold Professional Indemnity Insurance

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.

  7. RMA-B Profit and loss account: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    RMA-B Profit and loss account: FAQs

  8. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

  9. FCA publishes Insurance Distribution Directive consultation

    Press Releases Published: 06/03/2017 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD).

  10. FG21/3: Advising on pension transfers

    Finalised guidance Published: 30/03/2021 Last modified: 30/03/2021
    This Finalised Guidance (FG) provides non-Handbook guidance to help advisers understand our expectations when advising on pension transfers and conversions.