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Showing 101 to 110 of 639 search results for identification and treatment.

  1. PS16/7: Future regulatory treatment of CCA regulated first charge mortgages [pdf]

    Policy statements Published: 18/03/2016 Last modified: 04/07/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper CP15/36 (Future regulatory treatment of CCA regulated first charge mortgages) and publish the final rules.

  2. FSA - GC11/13 [pdf]

    Guidance consultations Published: 08/06/2011 Last modified: 05/08/2016
    We are writing to firms operating online price comparison websites to highlight our concerns about the fair treatment of consumers and give guidance on our requirements.

  3. FG17/4: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisation [pdf]

    Finalised guidance Published: 24/04/2017
    We are publishing finalised guidance on the treatment of customers with mortgage payment shortfalls. The guidance covers remediation for mortgage customers who may have been affected by the way firms calculate these customers’ monthly mortgage

  4. FSA - FG11/17 [pdf]

    Finalised guidance Published: 18/10/2011 Last modified: 20/10/2014
    We carried out thematic work in the period June to September 2010 to better understand how firms which sell regulated insurance products and services online have developed their business models and how they are designing these models to ensure the

  5. GC16/6: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations [pdf]

    Guidance consultations Published: 19/10/2016
    We are consulting on new guidance on the treatment of customers with mortgage payment shortfalls. The guidance covers remediation for mortgage customers who may have been affected by the way firms calculate these customers’ monthly mortgage

  6. FSA - PS12/3 [pdf]

    Policy statements Published: 27/02/2012 Last modified: 12/09/2014
    Policy FSA - PS12/3 - This Policy Statement reports on the main issues arising from Consultation Paper 11/26 (Distribution of retail investments: RDR Adviser Charging – treatment of legacy assets) and publishes final guidance.

  7. 2017 fines

    News stories Published: 31/01/2017 Last modified: 07/03/2019
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303. 

  8. FCA Final Notice 2013: Westwood Independent Financial Planners [pdf]

    Final notices Published: 17/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 7, PRIN 9 and COBS related to mis-selling and unfair treatment of customers in the investment advisers and platforms sector. We imposed a fine.

  9. Claims management companies

    Claims management companies Last modified: 13/03/2023
    On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more.

  10. Final Notice 2020: Barclays [pdf]

    Final notices Published: 15/12/2020
    This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.