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Showing 361 to 370 of 639 search results for identification and treatment.
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Information on lead generation firm authorisations - May 2022
The FCA provides data on lead generation firm authorisations. -
FCA and Industry Working Group on interest-only mortgages
We are working with mortgage lenders and administrators to continue its work in the interest-only mortgage market. -
Aggregate complaints data: 2023 H1
This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2023, between between 1 January to 30 June 2023. This includes the latest trends and analysis by product group. -
Model driven machine executable regulatory reporting TechSprint
Held alongside the Bank of England and facilitated by Grant Thornton, the event explored the potential for model driven, machine readable and executable regulation. -
CP15/28: Quarterly Consultation Paper No. 10
Since publishing our consultation, the MiFID II Delegated Regulation has been published and it now makes specific reference to the identification of the subject of a firm’s suitability assessment where -
What firms should focus on
The FCA's key messages for firms on unfair contract terms and examples of good and poor practice. -
MLA A1 and A2: balance sheet FAQs
MLA A1 and A2: balance sheet FAQs -
Wealth Management Association (formerly APCIMS) speech
Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA sets out findings against Link Fund Solutions
Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA. -
Trust and ethics – a regulator’s perspective
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London.