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Showing 11 to 20 of 181 search results for identification and verification.

11. London FinTech Week 2016 - innovation in RegTech

    Speeches Published: 25/07/2016 Last modified: 31/10/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.

12. Comparison of banking providers’ fraud controls

    Data Published: 09/03/2020 Last modified: 07/08/2020
    This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

13. Consumer Duty implementation: good practice and areas for improvement

    Good and poor practice Published: 20/02/2024 Last modified: 22/02/2024
    What firms are doing well and what they could do better.

14. Non-financial counterparties subject to EMIR: 2014 review

    Markets policy Published: 26/07/2016 Last modified: 11/01/2023
    The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR).

15. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

16. Continuing Professional Development (CPD) and professional qualification exams during coronavirus

    Tasks for regulated firms Published: 27/05/2020 Last modified: 10/02/2023
    During the current pandemic, we expect firms to continue to demonstrate that relevant individuals remain competent to carry out their work.

17. KontoFX / EZCrypto Place / EZ Crypto Place

    Warnings Published: 27/09/2018 Last modified: 26/09/2018
    KontoFX / EZCrypto Place / EZ Crypto Place is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

18. AML TechSprint problem statements

    Firms Published: 02/07/2018 Last modified: 23/02/2023
    Participants at the International Anti-Money Laundering (AML) and Financial Crime TechSprint selected a problem statement to solve.

19. Attestations

    About us How we regulate Published: 20/04/2016 Last modified: 06/04/2022
    How and why we use attestations as a supervisory tool.

20. Libra Markets

    Warnings Published: 20/04/2020 Last modified: 20/04/2020
    Libra Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.