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Showing 31 to 40 of 181 search results for identification and verification.

31. Accredited bodies for advisers

    Tasks for regulated firms Published: 21/12/2015 Last modified: 13/02/2023
    Read how accredited bodies can help advisers to maintain our required professional standards, and also report to us on these standards.

32. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.

33. Accessibility statement

    Last modified: 30/06/2023
    Read the accessibility statement for fca.org.uk

34. Market Watch 71

    Newsletters Published: 13/12/2022 Last modified: 13/12/2022
    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

35. Sub-threshold firm notifications

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    Find out how to notify us when a sub-threshold firm exceeds the assets under management (AuM) threshold.

36. Third party providing STS verification services application form [docx]

    Forms Published: 27/06/2019
    Firms who wish to apply to be a Third Party Verifier (TPV) should complete the TPV application form.

37. Professional standards: advisers

    Tasks for firms Published: 21/12/2015 Last modified: 13/05/2024
    FCA provides professional standards that all advisers should meet

38. Key workers in financial services

    Firms Published: 20/03/2020 Last modified: 10/11/2020
    We set out steps firms should take to help identify key workers in financial services.

39. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

40. UK SFTR library

    Markets Published: 11/03/2020 Last modified: 26/05/2022
    To help firms understand their requirements, browse links to useful information on the UK Securities Financing Transactions Regulation (UK SFTR)