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Showing 51 to 60 of 181 search results for identification and verification.

51. A test of conscience

    Speeches Published: 23/02/2015 Last modified: 26/02/2015
    Forms of identification, for example, as well as impaired or unusual credit histories, medical histories, specific age profiles and so on.

52. ICE Futures feed reliance

    Last modified: 15/03/2024
    These client-side transactions must be reported with the MIC of the regulated market (IFLL or IFLO as appropriate) in the venue of identification field.

53. Market Watch 79

    Newsletters Published: 09/05/2024 Last modified: 09/05/2024
    Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.

54. FCA response to the Davis Review

    Statements Published: 10/12/2014 Last modified: 10/12/2014
    We have introduced substantial improvement in the procedures relating to the identification, control and release of price sensitive information.

55. Multi-factor authentication for FCA systems

    Firms Published: 15/12/2022 Last modified: 14/06/2024
    We’re strengthening how firms and others log into some FCA systems to further protect and control access to our data.

56. Onemain Financials / OMFinancials

    Warnings Published: 26/01/2022 Last modified: 26/01/2022
    Onemain Financials / OMFinancials is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

57. Adviser numbers in line with expectations

    Press Releases Published: 15/08/2013 Last modified: 15/08/2013
    Advisers need independent verification that they are meeting the standards in the form of a Statement of Professional Standing from one of eight accredited bodies.

58. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.

59. Money Laundering Regulations

    Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
    Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

60. FCA outcomes and metrics

    Data Published: 02/04/2022 Last modified: 01/07/2024
    The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.