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Showing 1 to 10 of 16284 search results for identification numbers.

1. FCA announces changes to open banking identification requirements

   Statements Published: 03/11/2020 Last modified: 03/11/2020
   The FCA has announced changes to limit the risk of disruption to open banking services after Brexit.

2. Market Watch 71

   Newsletters Published: 13/12/2022 Last modified: 13/12/2022
   In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

3. FCA outcomes and metrics

   Data Published: 02/04/2022 Last modified: 01/07/2024
   The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

4. Financial promotions data 2021

   Data Published: 03/02/2022 Last modified: 10/01/2023
   The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021.

5. Assessing suitability

   Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
   FCA outlines the process you should follow to assess suitability of for a client

6. Financial promotions quarterly data 2022 Q1

   Data Published: 27/04/2022 Last modified: 22/07/2022
   We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.

7. Market Watch 72

   Newsletters Published: 11/01/2023 Last modified: 11/01/2023
   In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

8. Market Watch 74

   Newsletters Published: 25/07/2023 Last modified: 25/07/2023
   n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

9. UK SFTR news

   Published: 05/03/2021 Last modified: 23/10/2023
   Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

10. FCA publishes the number of STORs received in 2019

    News stories Published: 28/02/2020 Last modified: 11/01/2024
    The FCA has published its suspicious transaction and order reports (STORs) figures for the year ending December 2019.