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Showing 121 to 130 of 16284 search results for identification numbers.

  1. Number of STORs received: 2019

    Markets Market abuse Published: 28/02/2020 Last modified: 28/02/2024
    Find out how many suspicious transaction and order reports the FCA received in 2019.

  2. Banking and online account scams

    Consumers Scams Published: 18/04/2016 Last modified: 14/08/2023
    Banking scams can take many forms, with fraudsters using a number of tactics to steal your money. Find out what these scams are and how to protect yourself.

  3. Rent-to-own

    Tasks for regulated firms Published: 18/07/2016 Last modified: 13/02/2023
    The FCA provides information on regulating rent-to-own sector.

  4. How to organise a COO

    Speeches Published: 08/02/2023 Last modified: 08/02/2023
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

  5. Financial promotions quarterly data 2023 Q4

    Data Published: 14/02/2024 Last modified: 15/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023.

  6. FSA - Guidance Note No. 11 [pdf]

    Guidance consultations Published: 17/02/2011 Last modified: 02/05/2013
    As part of this work we have initiated a series of expert groups designed to bring together the FSA and operational risk practitioners at firms to share ideas on current practice, weaknesses, and possible improvements.

  7. PRIMETRADEOPTIONS

    Warnings Published: 02/07/2024 Last modified: 02/07/2024
    PRIMETRADEOPTIONS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. Financial promotions quarterly data 2024 Q1

    Data Published: 26/04/2024 Last modified: 26/04/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.

  9. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  10. Durable medium

    Tasks for firms Published: 06/03/2017 Last modified: 14/09/2023
    The FCA provides a clarification on the term 'durable medium', which will help firms to understand their obligations when using non-paper methods of communication.