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Showing 131 to 140 of 16284 search results for identification numbers.
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Issuer complaint form
This form is for making a complaint against an issuer for a potential breach of our rules. To aid our assessment of your complaint, please provide as much detail as possible regarding your concern. -
Financial promotions quarterly data 2022 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022. -
Attestations
Fine out how and why the FCA uses attestations as a supervisory tool. -
UK EMIR
The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm. -
Oversight Committee
The FCA Oversight Committee works with the Financial Ombudsman and the FSCS to ensure they can carry out their roles. -
UK Benchmarks Regulation
The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks. -
Product sales data - 2023
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages, retail investments or protection sectors submit product transaction data to the FCA quarterly. -
Key workers in financial services
We set out steps firms should take to help identify key workers in financial services. -
Complaints data
The FCA publishes details of the complaints received by banks, insurers, lenders and other firms, and what those complaints were about. View the latest data and the most complained about firms and financial products. -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015.