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Showing 21 to 30 of 16284 search results for identification numbers.
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ICE Futures feed reliance
These client-side transactions must be reported with the MIC of the regulated market (IFLL or IFLO as appropriate) in the venue of identification field. ... Yes. No. Firm reference number (FRN). Firm name. Name of individual. -
Money Laundering Regulations
Find out more about Money Laundering Regulations (MLRS) and how firms need to comply. -
Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy. -
Scheme documents
You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers. -
Operational resilience: insights and observations for firms
Make sure your firm is ready to comply with the FCA's operational resilience rules by 31 March 2025. Use our observations to help review your firm’s approach. -
Professional standards: advisers
FCA provides professional standards that all advisers should meet -
Market Watch 70
In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved -
UK MiFIR data reporting and LIBOR transition
We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition -
Sponsor conflicts of interest
Our rules require sponsors to identify and manage different conflicts of interest. Learn about our involvement in assessing conflicts. -
Personal data and authorisation
How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.