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IFPR implementation observations: quantifying threshold requirements and managing financial resources
Firms should consider these and how they can strengthen their processes. -
Financial crime controls at challenger banks
Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK -
Information on the number of restricted advisers and independent advisers - April 2020
The FCA provides information on the number of restricted advisers and independent advisers in 2018, 2015 and 2010, including comparative figures. -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. -
Early arrears management in unsecured lending: TR16/10
This report provides the findings from our thematic review into early arrears management in unsecured lending. The review looked at the way lenders treated customers in the early stages of arrears. -
Retail banking Consumer Duty multi-firm work
The findings from the FCA's Retail Banking Consumer Duty Multi-Firm work. -
Exploring Synthetic Data Validation – privacy, utility and fidelity
This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute. -
Primary Market Bulletin Issue No. 27 – Coronavirus update
This is a special edition in which we provide key commentary for issuers and market participants in light of the coronavirus (Covid-19) pandemic. -
Cyber and technology resilience in UK financial services
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London. -
Our workforce representation
FCA employees can share their diversity data, to help us better understand the demographic make-up of our workforce and build a culture that supports everyone.