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Showing 1 to 10 of 771 search results for identification of poor.

1. Cost of Living: good and poor practice in the general insurance market

   Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
   We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

2. FCA announces changes to open banking identification requirements

   Statements Published: 03/11/2020 Last modified: 03/11/2020
   The FCA has announced changes to limit the risk of disruption to open banking services after Brexit.

3. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

   Tasks for firms Published: 22/03/2023 Last modified: 04/06/2024
   Feedback on good and poor quality applications made to the FCA under money laundering regulations.

4. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

   Multi-firm reviews Published: 27/11/2023 Last modified: 27/11/2023
   Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.

5. Assessing suitability

   Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
   FCA outlines the process you should follow to assess suitability of for a client

6. Findings from our investment platforms costs and charges review – good and poor practice

   Firms Published: 04/05/2022 Last modified: 04/05/2022
   In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review.

7. Assessing the value of financial advice

   Speeches Published: 04/12/2017 Last modified: 11/04/2018
   Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

8. Consumer Investments: Strategy and Feedback Statement

   Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
   The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

9. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

   Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
   Our review of insurance firm approaches to monitoring customer outcomes.

10. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.