Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 111 to 120 of 771 search results for identification of poor.

  1. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

  2. The Economics of Intervention

    Documents Published: 10/03/2016 Last modified: 10/03/2016
    Poor customer outcomes often have multiple and diffuse causes, both ‘traditional’ and behavioural. ... EFER’s chief potential therefore seems to lie in providing a more in-depth diagnosis of the issues causing poor outcomes.

  3. Recruiting, training and supervising staff

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    FCA provides information on recruiting, training and supervising staff.

  4. Fair treatment of customers

    Tasks for regulated firms Published: 12/05/2015 Last modified: 15/02/2023
    All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected.

  5. Impact assessment: Insistent clients: good and poor practice [pdf]

    Impact assessments Published: 23/06/2017 Last modified: 23/06/2017
    This impact assessment relates to Insistent clients: good and poor practice. It has been verified by the Regulatory Policy Committee.

  6. Digital regulatory reporting

    Tasks for regulated firms Focus areas Published: 01/11/2017 Last modified: 10/02/2023
    Digital Regulatory Reporting (DRR) is a joint initiative to make regulatory reporting more efficient and effective.

  7. Crypto: The basics

    InvestSmart Last modified: 10/05/2024
    If you are thinking about buying crypto you need to know the basics and understand the risks before jumping in.

  8. Countdown to the Consumer Duty

    Speeches Published: 10/05/2023 Last modified: 10/05/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

  9. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

  10. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.