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Showing 141 to 150 of 771 search results for identification of poor.
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Pension scams
Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam. -
Market Watch 79
Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024. -
Market Watch 78
Newsletter on market conduct and transaction reporting issues, March 2024. -
FCA to publish claims scorecards
were paying too much for some products that offered poor value. -
The regulatory challenge
consumer understanding is poor; where there is substantial consumer inertia; where consumers have behavioural biases; and where providers are not significantly differentiated and some markets are not sufficiently competitive. -
Cyber security – industry insights
We have published a document bringing together industry insights on cyber resilience. Cyber risks pose a threat to consumers and markets, and part of the FCA’s role is to help firms become more resilient to cyber-attacks, so reducing the risk and -
Operational resilience: insights and observations for firms
Make sure your firm is ready to comply with the FCA's operational resilience rules by 31 March 2025. Use our observations to help review your firm’s approach. -
Proxy advisors
Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches. -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
A sustainable conduct environment
Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version.