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Showing 281 to 290 of 771 search results for identification of poor.

  1. The defining challenge of our time

    Speeches Published: 11/03/2015 Last modified: 20/03/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the NAPF Investment Conference, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

  2. FCA Authorisations operating service metrics 2022/23 Q4

    Data Published: 19/05/2023 Last modified: 15/03/2024
    The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data is for January to March 2023.

  3. Financial promotions quarterly data 2023 Q3

    Data Published: 03/11/2023 Last modified: 14/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.

  4. Capital market regulation and coronavirus

    Speeches Published: 07/08/2020 Last modified: 07/08/2020
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

  5. FCA Authorisations operating service metrics 2023/24 Q3

    Data Published: 13/02/2024 Last modified: 15/03/2024
    The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers October to December 2023.

  6. Apply to become a consumer credit lender or hirer

    Firm authorisation Published: 15/11/2023 Last modified: 16/11/2023
    Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.

  7. The FCA and the Future of Retail Banking

    Speeches Published: 26/11/2013 Last modified: 04/11/2019
    Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    We only need to look to issues such as LIBOR to see that the impact of poor conduct in the wholesale markets can be significant, and far reaching.

  9. Dear CEO letter: The FCA’s expectations of debt packager firms providing debt advice and counselling services [pdf]

    Correspondence Published: 12/10/2018
    The FCA have undertaken a review of a small sample of debt advice provided by Debt Packager firms and are very concerned about the poor standards we have seen. The poor standards may result in investigation by our Enforcement Division. This will

  10. Hype – spot the signs and manage your FOMO

    InvestSmart Last modified: 08/08/2022
    We look at hype, exploring the factors investors should consider when deciding on an investment, and how to manage your FOMO.