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Showing 291 to 300 of 771 search results for identification of poor.

  1. Information on investigations into company directors - July 2021

    FOI Release Date of Release: 05/07/2021
    The FCA provides information on Investigations into company directors.

  2. Cautious optimism for the post-pandemic world

    Speeches Published: 23/04/2021 Last modified: 23/04/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association.

  3. The FCA’s Competition Powers

    Speeches Published: 23/03/2016 Last modified: 09/11/2016
    Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Review of annuity sales practices: TR16/7

    Thematic reviews Published: 14/10/2016 Last modified: 28/02/2017
    This review assessed how firms provided information to customers, on a non-advised basis, about shopping around for enhanced annuities. The report presents the results of our review into customer communications and the actions we intend to take.

  5. Is it a Wonderful Life?

    Speeches Published: 13/03/2019 Last modified: 16/08/2021
    Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London

  6. Consumer warning on Marvell Enterprises Ltd

    News stories Published: 12/11/2021 Last modified: 12/11/2021
    We have removed Marvell Enterprises Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities.

  7. Primary Market Bulletin 40

    Newsletters Published: 27/05/2022 Last modified: 30/05/2022
    In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.

  8. Driving success through embracing equity

    Blogs Published: 08/03/2023 Last modified: 13/03/2023
    FCA blog by Sarah Pritchard, Executive Director of Markets, on how we all have a role to play in creating a more inclusive world.

  9. TR14/7: Clarity of fund charges

    Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
    TR14/7: Clarity of fund charges. Thematic reviews First published:. 07/04/2014. Last updated: 31/08/2016. TR14/7: Clarity of fund charges. This paper presents the findings from our clarity of fund charges review. Our findings will primarily be of

  10. FG21/3: Advising on pension transfers

    Finalised guidance Published: 30/03/2021 Last modified: 30/03/2021
    This Finalised Guidance (FG) provides non-Handbook guidance to help advisers understand our expectations when advising on pension transfers and conversions.