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Showing 311 to 320 of 771 search results for identification of poor.

  1. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    Since publishing our consultation, the MiFID II Delegated Regulation has been published and it now makes specific reference to the identification of the subject of a firm’s suitability assessment where

  2. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

    Data Published: 07/10/2021 Last modified: 07/10/2021
    The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

  3. Update on FCA Authorisations operating service metrics

    Statements Published: 21/03/2023 Last modified: 21/03/2023
    This update covers the FCA's progress on service standards for authorisations case work, outlining any areas where it is not meeting its statutory and voluntary timelines for authorisations.

  4. Potential issues in the debt management market

    Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
    Based on our analysis, we have concerns that the following may be causing detriment to consumers.

  5. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Consumer warning on Renaissance Advisory Ltd

    News stories Published: 10/12/2021 Last modified: 10/12/2021
    We have removed Renaissance Advisory Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities.

  7. From Innovation Hub to Innovation Culture

    Speeches Published: 05/06/2019 Last modified: 28/06/2024
    Speech by Nick Cook, director of innovation delivered at the 6th Central Bank Executive Summit.

  8. Ageing population: update from the FCA

    News stories Published: 15/09/2016 Last modified: 06/03/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.

  9. Building a common language in the mortgage market

    Speeches Published: 06/11/2013 Last modified: 06/11/2013
    Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.

  10. A financial system to support the recovery

    Speeches Published: 16/06/2020 Last modified: 16/06/2020
    Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.