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Showing 431 to 440 of 771 search results for identification of poor.

  1. FCA bans Jon Frensham from working in financial services

    Press Releases Published: 17/09/2021 Last modified: 17/09/2021
    The FCA has banned director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity

  2. FCA launches consultation on General Insurance value measures data

    Press Releases Published: 30/01/2019 Last modified: 30/01/2019
    Today the Financial Conduct Authority (FCA) has launched a consultation proposing new rules requiring firms to report General Insurance (GI) value measures data to the FCA for publication. Alongside the Consultation Paper, the FCA has also published

  3. Financial crime controls at challenger banks

    Firms Multi-firm reviews Published: 22/04/2022 Last modified: 22/04/2022
    Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK

  4. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.

  5. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

  6. Open Finance: an opportunity for financial services

    Speeches Published: 18/11/2019 Last modified: 18/11/2019
    Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance​​​​​​​ (TISA) Open Finance Conference, London.

  7. FCA finds firms fail to deliver best execution

    Press Releases Published: 31/07/2014 Last modified: 31/07/2014
    Most firms lacked the capability to effectively monitor order execution or identify poor client outcomes.

  8. PS20/9: General Insurance Value Measures

    Policy statements Published: 30/01/2019 Last modified: 22/09/2020
    This policy statement sets out our final General Insurance value measures rules. This follows CP19/8 and our pilot of the publication of value measures data.

  9. Whistleblowing in UK branches of foreign banks: PS17/7

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.

  10. Challenges for the regulator - consumer credit, long-term savings and an ageing population

    Speeches Published: 04/10/2017 Last modified: 04/10/2017
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.