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Showing 511 to 520 of 771 search results for identification of poor.

  1. FCA review highlights gap between insurance claims service and SMEs’ expectations

    Press Releases Published: 22/05/2015 Last modified: 22/05/2015
    For example, in a significant number of cases, poor communication with the claimant led to delays in reaching a settlement. ... The FCA also uncovered numerous examples of poor practice in the handling of claims, including:.

  2. Brexit: information for the banking and payment sectors in the UK

    Firms Published: 26/02/2019 Last modified: 21/06/2022
    Information on how UK firms should approach servicing customers based in the EEA, now that the transition period has ended.

  3. Effectiveness and proportionality: our financial crime priorities

    Speeches Published: 10/11/2016 Last modified: 05/12/2016
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference.

  4. Review of property funds and liquidity risks

    Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
    Findings from our suspended property fund review.

  5. FCA publishes finalised guidance for the fair-treatment of closed-book customers

    Press Releases Published: 09/12/2016 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has today published its finalised guidance providing firms with detailed information on the actions they should be taking in order to treat their closed-book customers fairly. The FCA wants to ensure that

  6. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  7. FCA acts to help customers get better rates for cash savings

    Press Releases Published: 09/01/2020 Last modified: 09/01/2020
    The Financial Conduct Authority (FCA) is today proposing to reform the easy access cash savings market. Under new rules all firms will have to set a single easy access rate (SEAR) across all easy access accounts. Firms will have flexibility to offer

  8. Sustainability disclosure and labelling regime confirmed by the FCA

    Press Releases Published: 28/11/2023 Last modified: 29/11/2023
    The FCA has confirmed a substantial package of measures to improve the trust and transparency of sustainable investment products and minimise greenwashing.

  9. FCA steps up focus on fair use of client dealing commission

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    5. The FCA has also launched a wider programme of work looking at behaviour in wholesale markets, where poor practices and controls by investment firms can feed through to higher costs

  10. FCA sets out plans for regulation of claims management companies

    Press Releases Published: 05/06/2018 Last modified: 11/01/2024
    The FCA has today published draft rules outlining how it will regulate claims management companies (CMCs) when regulation passes to the FCA on 1 April 2019.