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Showing 561 to 570 of 771 search results for identification of poor.
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Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty
The report will examine Royal Bank of Scotland’s (RBS) treatment of business customers in financial difficulty and consider allegations of poor practice set out in the report by Dr Lawrence ... The review will also consider whether any poor practices -
Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities
The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice. -
TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review
The responsible lending rules set out to prevent a return to poor lending practices seen during the run up to the financial crisis, by putting affordability at the heart of the ... there was no evidence of previous poor practices like self-certification -
FCA confirms final rules on improving the quality of pension transfer advice
The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice. -
Regulating the pensions and retirement income sector: an FCA perspective
Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event. -
The FCA sees improvements in suitability at wealth managers, but concerns remain
To further help firms, the FCA has provided some examples of good and poor practices observed in its review. -
DP15/7: Our approach to SMEs as users of financial services
Our own work has shown that SMEs can experience poor outcomes in a wider range of situations. -
TR15/3: Arrears and Forbearance in High-Cost Short-term Credit
difficulty. When we took over responsibility for regulating consumer credit, in April 2014, we said that tackling poor practice in the high-cost short-term credit market was a key priority ... We have given feedback to each firm in our sample about the -
Action needed to ensure good outcomes for later life mortgage borrowers
Key findings of multi-firm work on later life mortgage advertising and advice. -
Building societies: Facing the challenges and opportunities head on
Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.