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Showing 681 to 690 of 771 search results for identification of poor.
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TR15/5: Provision of premium finance to retail general insurance customers
requesting further information and taking appropriate action with individual firms where the information reviewed to date indicates specific potential failings or poor practice. -
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers
These rules aim to encourage a culture in which individuals raise concerns and challenge poor practice and behaviour. -
New rules will protect consumers from harmful fee-charging credit broking practices, says FCA
New rules have been introduced by the Financial Conduct Authority (FCA) today to tackle poor practice in the credit broking market which is causing serious detriment to consumers. ... The FCA also believes that enforcement action alone is not sufficient -
Temporary intervention on the marketing of speculative mini-bonds to retail investors
We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers. -
FCA collaborates on new consultation to explore the opportunities of a Global Financial Innovation Network
The FCA has, in collaboration with 11 financial regulators and related organisations, announced the creation of the GFIN -
TR13/3 - Banks’ control of financial crime risks in trade finance
We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level. -
A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum -
Fair, transparent and competitive: the FCA’s vision for the asset management sector
Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Review of terminal illness benefits within life insurance protection products
FCA review of insurance companies’ approaches to terminal illness benefits to make recommendations for improvement. -
PS15/16: Strengthening the Alignment of Risk and Reward: New Remuneration Rules
The FCA and PRA have released new rules for remuneration of banking staff, following recommendations made by the Parliamentary Commission on Banking Standards (‘PCBS’). The rules seek to strengthen the alignment between risk and reward by