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Showing 751 to 760 of 771 search results for identification of poor.

  1. FCA one year on – effective regulation goes hand-in-hand with sustainable businesses

    Speeches Published: 12/05/2014 Last modified: 13/05/2014
    Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version.

  2. Payday lender Cash Genie to provide £20 million redress to over 92,000 customers

    Press Releases Published: 27/07/2015 Last modified: 09/11/2016
    Although standards in the consumer credit sector are improving, it is disappointing that examples of poor practice in the payday market keep surfacing.

  3. FCA fines Swinton Group Limited £7.38 million for mis-selling monthly add-on insurance policies

    Press Releases Published: 16/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Swinton Group Limited (Swinton), one of the largest insurance retailers on the high street, £7,380,400 for mis-selling. The FCA found that Swinton’s aggressive sales strategy meant that it failed to

  4. DP15/4: Developing General Insurance Add-ons Market Study – Remedies: Value Measures

    Discussion papers Published: 24/06/2015 Last modified: 24/06/2015
    We concluded that ineffective competition led to consumers paying too much for their add-on products, often receiving poor value for money. ... We are committed to introducing such measures in order to shine a light on poor value in the market place.

  5. FCA review finds weaknesses in some ‘host’ Authorised Fund Management firms’ governance and operations

    Press Releases Published: 30/06/2021 Last modified: 30/06/2021
    The Financial Conduct Authority (FCA) has called for so-called ‘host’ Authorised Fund Managers (AFMs) to improve their standards following a review of firms published today.

  6. FCA proposes rules on investment pathways and other measures to improve retirement outcomes for consumers

    Press Releases Published: 28/01/2019 Last modified: 29/01/2019
    The Financial Conduct Authority (FCA) is today consulting on measures to stop up to 100,000 consumers a year losing out on pension income when they access the pension freedoms.

  7. FCA fines EFG Private Bank £4.2m for failures in its anti-money laundering controls

    Press Releases Published: 24/04/2013 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering (AML) controls for high risk customers. The failings were serious

  8. FCA calls on firms to act following review of costs and charges disclosure in the investment sector

    Press Releases Published: 28/02/2019 Last modified: 28/02/2019
    The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted

  9. FS16/1: Feedback Statement on DP15/4 – General insurance value measures

    Feedback statements Published: 01/03/2016 Last modified: 01/03/2016
    product. We identified poor value in both add-on and some stand-alone products sold by firms, which we measured by claims ratios.

  10. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

    Press Releases Published: 03/10/2013 Last modified: 29/11/2016
    Dedicated supervision and enforcement teams will crack down on poor practice, money laundering and unauthorised business.