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Showing 1011 to 1020 of 2209 search results for identification requirements.

  1. FCA launches call for input on crowdfunding rules

    Press Releases Published: 08/07/2016 Last modified: 08/07/2016
    time to consider whether our requirements remain appropriate and that we have the right rules to support the development of this dynamic market by ensuring consumers are adequately protected.'.

  2. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

  3. How to change in response to changing threats

    Speeches Published: 17/05/2023 Last modified: 05/06/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence.

  4. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

  5. Final Notice 2021: Servicesport Finance Limited [pdf]

    Final notices Published: 10/11/2021
    This Final Notice refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.

  6. OFT Requirement Notice: Wonga Customer Services (Pty) Ltd [pdf]

    Requirement notices Published: 21/05/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Wonga Customer Services (Pty) Ltd which applies to its Consumer Credit Interim Permission.

  7. The FCA fines Tullett Prebon £15.4 million

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

  8. Regulating the UK as a global financial centre

    Speeches Published: 13/04/2021 Last modified: 26/04/2021
    Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit.

  9. Brexit countdown for UK financial services sector

    Press Releases Published: 24/12/2020 Last modified: 24/12/2020
    With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready

  10. Information on mortgage approvals since 2011

    FOI Release Date of Release: 25/08/2021
    The FCA responds on request for information on mortgage approvals since 2011
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