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Showing 1021 to 1030 of 2209 search results for identification requirements.

1021. Update on RFX Financial Services Limited

      Statements Published: 18/10/2019 Last modified: 18/10/2019
      FCA update on RFX Financial Services Limited

1022. Where to submit your returns

      Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
      Read our guide for firms to use when submitting notifications to the appropriate regulator.

1023. Continuing Professional Development (CPD) and professional qualification exams during coronavirus

      Tasks for regulated firms Published: 27/05/2020 Last modified: 10/02/2023
      During the current pandemic, we expect firms to continue to demonstrate that relevant individuals remain competent to carry out their work.

1024. Gyms and golf clubs

      Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
      Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

1025. FCA imposes restrictions on rebuildingsociety.com Ltd

      Statements Published: 10/10/2023 Last modified: 10/10/2023
      We have imposed restrictions on rebuildingsociety.com Ltd to restrict it from approving cryptoasset financial promotions.

1026. Closet trackers

      Tasks for regulated firms Published: 14/03/2018 Last modified: 16/02/2023
      Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds.

1027. Highlights of the FCA’s new approach in 2021

      Press Releases Published: 31/12/2021 Last modified: 12/01/2022
      Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

1028. FCA set to implement new listing rules in May 2014

      Statements Published: 01/05/2014 Last modified: 01/05/2014
      The Financial Conduct Authority (FCA) Board has today made the full suite of changes to the Listing Rules set out on 17 April 2014, including the new requirements on cancellation of ... The FCA’s Board will be asked to approve the new requirements on

1029. Vote Reporting Group

      Firms Published: 24/02/2023 Last modified: 26/04/2024
      Find out how the group aims to improve shareholder vote reporting by UK asset managers.

1030. Payments after PSD2: evolution or revolution

      Speeches Published: 10/04/2018 Last modified: 10/04/2018
      Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Pay360 Conference.