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Showing 1041 to 1050 of 2209 search results for identification requirements.

1041. FCA proposes new rules to tackle greenwashing

      Press Releases Published: 25/10/2022 Last modified: 25/10/2022
      In a bid to clamp down on greenwashing, the FCA is proposing a package of new measures including investment product sustainability labels and restrictions on how terms like ‘ESG’, ‘green’ or ‘sustainable’ can be used.

1042. RMA-E Professional indemnity insurance self certification: FAQs

      Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
      RMA-E Professional indemnity insurance self certification: FAQs

1043. CPP supplemental VREQ pro forma [pdf]

      Requirement notices Published: 22/02/2017

1044. Transitional directions

      Firms Published: 01/10/2020 Last modified: 31/03/2022
      The documents linked to on this page set out the full legal effect of the Temporary Transitional Power (TTP).

1045. FCA operating service metrics 2022/23

      Data Published: 20/07/2023 Last modified: 26/02/2024
      This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

1046. 2019 Disclosure Log

      Last modified: 20/03/2024
      The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

1047. Company annual financial reporting in electronic format

      Markets Markets policy Published: 20/11/2020 Last modified: 28/07/2023
      We require all issuers who produce annual financial reports under our Disclosure, Guidance and Transparency Rules (DTRs) sourcebook to prepare, publish and file those reports in the correct electronic reporting format.

1048. Whistleblowing qualitative assessment survey 2022

      Data Published: 04/05/2023 Last modified: 04/05/2023
      This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to

1049. Statement on supervision of commodity position limits

      Statements Published: 09/07/2021 Last modified: 09/07/2021
      In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

1050. Article 23D Benchmarks Regulation – Notice of Requirements [pdf]

      LIBOR notices Published: 01/07/2023
      Article 23D Benchmarks Regulation – Notice of Requirements