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Showing 1061 to 1070 of 2209 search results for identification requirements.
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Information for former customers of FXVC
We have become aware that former customers of Finteractive Ltd (trading as FXVC) have been targeted by scammers. -
Our work on Defined Benefit Pension Transfers
We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm. -
Application for a requirement on part 4A permission: La Cloche Capital Markets Limited [pdf]
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FCA response to ESMA's public statement on LEIs
On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation. -
Voluntary Application for Imposition of Requirement: Southern Pacific Mortgage Limited [pdf]
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AI Scheme supplemental VREQ application: Bank/ card provider [pdf]
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BCBS and IOSCO announce a one-year deferral of the remaining global initial margin requirements in response to coronavirus challenges
Statement on the Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) announcing a one-year deferral of the September 2020 and September 2021 phase-ins of the global initial margin -
Extending deadlines to publishing fund reports and accounts
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
The FCA’s Competition Powers
Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
New premium listing category for sovereign-controlled companies
The Financial Conduct Authority (FCA) has today finalised rules creating a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.