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Showing 1091 to 1100 of 2209 search results for identification requirements.

  1. Agreement from AXA Insurance UK plc (as underwriter to Lloyds Banking Group) [pdf]

    Requirement notices Published: 12/06/2013 Last modified: 12/06/2013
    AXA Insurance UK plc (AXA) has agreed to change some terms in the Worldwide Travel Insurance policy offered by Lloyds Banking Group (Lloyds).

  2. Reforming our capital markets ecosystem

    Speeches Published: 29/03/2023 Last modified: 08/01/2024
    Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit.

  3. FCA to regulate seven additional financial benchmarks

    Press Releases Published: 22/12/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London

  4. Approved Persons Regime (APR) and coronavirus: our expectations

    Statements Published: 30/06/2020 Last modified: 30/06/2020
    We set out our expectations to help benchmark administrators and firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19).

  5. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    We might quibble about the diamond having six aspects, and what the role of tougher regulation was: higher bank capital requirements do suppress lending in the real economy for a period, ... On the second point in this section - that sometimes it is

  6. MS19/1: Credit Information Market Study

    Market studies Published: 25/06/2019 Last modified: 20/05/2024
    We have published the Final Report for the Credit Information Market Study. It contains our proposed package of remedies aimed at addressing concerns we identified in the market. We also set out feedback received from stakeholders in response to

  7. Information on return of client assets - June 2022

    FOI Release Date of Release: 14/06/2022
    The FCA provides information on return of cliemt assets.

  8. Modification by consent: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP

    Tasks for regulated firms Published: 28/10/2022 Last modified: 08/12/2022
    Find out how this modification works and how to take advantage of it.

  9. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

  10. FG21/2: Summary of feedback received [pdf]

    Finalised guidance Published: 24/02/2021
    This finalised guidance summarises the feedback received from CP20/7. File updated to include autotag accessibility requirement.
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