Search results
Showing 11 to 20 of 2209 search results for identification requirements.
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Assessing suitability
FCA outlines the process you should follow to assess suitability of for a client -
Strong Customer Authentication
The FCA's expectations for your firm when implementing Strong Customer Authentication (SCA), including in e-commerce and online banking. -
Regulatory reporting
Find out more about the type of reports you should be sending us to comply with our regulatory requirements. -
Market Watch 71
In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60. -
Accessibility statement
Read the accessibility statement for fca.org.uk -
Non-financial counterparties subject to EMIR: 2014 review
The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR). -
Consumer Duty – information for firms
To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market. -
Market Watch 74
n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23. -
Wholesale brokers
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.