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Showing 1101 to 1110 of 2209 search results for identification requirements.

  1. PS21/3 Building operational resilience

    Policy statements Published: 29/03/2021 Last modified: 31/03/2022
    We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector.

  2. Listing Rules checklists

    Markets Published: 26/04/2019 Last modified: 11/01/2023
    Use these checklists to confirm compliance with the applicable disclosure requirements when submitting documents for FCA approval.

  3. EMIR reporting advice for Clearing Member firms

    Statements Published: 30/06/2014 Last modified: 30/06/2014
    Clearing member firms may need this information to calculate their CRD IV funds requirements.

  4. Request for Martin Wheatley emails on IRHP - April 2022

    FOI Release Date of Release: 21/04/2022
    The FCA provides emails to and from the email account of Martin Wheatley in which the interest rate hedging product (IRHP, swaps) review was referred to between 1 January 2013 and 1 July 2013.

  5. Culture in financial institutions: it’s everywhere and nowhere

    Speeches Published: 16/03/2017 Last modified: 20/03/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the HKMA Annual Conference for Independent Non-Executive Directors.

  6. Motor finance agreements and coronavirus: draft temporary guidance for firms

    Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
    This guidance applies to regulated firms that issue regulated motor finance agreements.

  7. Persistency reports: insurance companies

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Insurance companies with permission to carry out life policies, must send us a persistency report by 30 April each year, in line with SUP16.8. Learn more on submitting a report.

  8. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

  9. FCA publishes Insurance Distribution Directive consultation

    Press Releases Published: 06/03/2017 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD).

  10. FCA Enterprise Act Annual Report 2019 [pdf]

    Corporate documents Published: 04/07/2019
    One way in which we measure the costs of our regulation, and are transparent about these costs, is through the reporting requirements in the Small Business, Enterprise and Employment Act 2015 as amended by the Enterprise Act 2016 (the Act).
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