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  1. Duty calls: Future-proofing finance for everyone

    Press Releases Published: 28/12/2023 Last modified: 03/01/2024
    Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

  2. Product sales data: policy and business FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/05/2021
    Read our policy and business FAQs to help your product sales data submission.

  3. FCA publishes its approach to regulatory failure

    Press Releases Published: 18/04/2013 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has today published its approach to investigating and reporting on regulatory failure, as required by the Financial Services Act 2012 (the Act). The Act requires the FCA to publish a statement of policy setting

  4. Regulated retail investment adviser re-evaluation

    Statements Published: 05/09/2018 Last modified: 21/09/2018
    While there is no FCA requirement for advisors periodically to sit such a test, professional development can identify areas of strength and weakness in technical knowledge and its application that underpins

  5. PS17/10: Remuneration in CRD IV firms

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.

  6. OFT Requirement Notice: American Express Services Europe Limited [pdf]

    Requirement notices Published: 17/11/2010 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on American Express Services Europe Limited which applies to its Consumer Credit Interim Permission.

  7. Review into change and innovation in the unsecured credit market (the Woolard Review)

    About us Published: 23/10/2020 Last modified: 16/05/2022
    Information about our review of unsecured credit market regulation, chaired by Christopher Woolard CBE

  8. Corrie Bauckham Batts Limited enters liquidation

    News stories Published: 20/04/2022 Last modified: 20/04/2022
    On 20 April 2022, Corrie Bauckham Batts Limited entered liquidation. John Dean Cullen and Rachel Helen Lai of Menzies LLP were appointed as Joint Liquidators of Corrie Bauckham Batts Limited. 

  9. Changes to UK EMIR reporting requirements: draft questions and answers

    Consultation papers Published: 01/03/2024 Last modified: 13/06/2024
    The FCA sought feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  10. We confirm periodic review of pension transfers redress guidance

    Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
    This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.
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