Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1151 to 1160 of 2209 search results for identification requirements.

  1. FG16/2: Primary Market Bulletin No.12

    Newsletters Published: 29/03/2016 Last modified: 03/09/2016
    Exemptions from the periodic reporting requirements (UKLA/TN/504.2).
  2. Calibrating controls to build confident markets

    Speeches Published: 06/09/2023 Last modified: 06/09/2023
    Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.
  3. Consumer warning on Cavendish Incorporated Limited

    News stories Published: 03/08/2021 Last modified: 03/08/2021
    We have imposed requirements on Cavendish Incorporated Ltd. It is therefore not currently permitted to carry out any regulated activities without the prior written consent of the FCA.
  4. Navigating the public disclosure regime as an SME (2 of 2)

    Published: 20/01/2021 Last modified: 20/01/2021
    This is the second of 2 events that we're hosting to introduce the work of our Primary Market Oversight Department. 
  5. Sustainability Disclosure Requirements (SDR) and investment labels regime (Qualitative Research) [pdf]

    External research Published: 28/11/2023
    This document presents the high-level findings of research commissioned by the Financial Conduct Authority (FCA) on sustainability disclosures.
  6. Do I need to worry about benchmark regulation?

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Statement on peer-to-peer applications for full authorisation

    Statements Published: 31/03/2016 Last modified: 31/03/2016
    with regulatory requirements.
  8. Evolution of a new model for financial regulation in the UK

    Speeches Published: 21/09/2020 Last modified: 21/09/2020
    Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum
  9. Building a common language in the mortgage market

    Speeches Published: 06/11/2013 Last modified: 06/11/2013
    Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Information on investigations into company directors - July 2021

    FOI Release Date of Release: 05/07/2021
    The FCA provides information on Investigations into company directors.