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Showing 1161 to 1170 of 2209 search results for identification requirements.

1161. Evolution of a new model for financial regulation in the UK

      Speeches Published: 21/09/2020 Last modified: 21/09/2020
      Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum

1162. Building a common language in the mortgage market

      Speeches Published: 06/11/2013 Last modified: 06/11/2013
      Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.

1163. Portfolio letter: Data Reporting Services Providers (DRSPs) [pdf]

      Correspondence Published: 31/05/2022
      This letter outlines our view of the key risks of harm in the DRSP portfolio and communicates what we expect DRSPs to do to minimise potential risks to consumers and market integrity from failures to meet regulatory requirements.

1164. FCA's key priorities for the financial advice industry

      Speeches Published: 02/11/2022 Last modified: 13/06/2023
      Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.

1165. The future of pensions: act today to plan for tomorrow

      Speeches Published: 13/03/2024 Last modified: 13/03/2024
      Speech by Nikhil Rathi delivered at JP Morgan Pensions and Savings Symposium

1166. FCA sets out recommendations for LDI managers

      Press Releases Published: 24/04/2023 Last modified: 24/04/2023
      Recommendations for asset managers designed to increase resilience of Liability Driven Investment funds.

1167. New rules proposed for sponsors to enhance listing regime

      Press Releases Published: 30/01/2014 Last modified: 30/01/2014
      The listing rules set out the requirements for companies listed in the UK and are the responsibility of the United Kingdom Listing Authority (UKLA), operating under the FCA. ... They set out objective requirements for admission to the Official List and

1168. Secondary credit brokers

      Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
      Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

1169. Information on financial services partnerships - November 2022

      FOI Release Date of Release: 15/11/2022
      FCA provides information on financial services partnerships.

1170. The implementation period for any rules arising from CP20/19

      Statements Published: 23/03/2021 Last modified: 23/03/2021
      Read the FCA's statement on changes to the implementation period for its proposed new rules on general insurance pricing practices.