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Showing 1171 to 1180 of 2209 search results for identification requirements.

  1. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy
  2. The implementation period for any rules arising from CP20/19

    Statements Published: 23/03/2021 Last modified: 23/03/2021
    Read the FCA's statement on changes to the implementation period for its proposed new rules on general insurance pricing practices.
  3. Information on financial services partnerships - November 2022

    FOI Release Date of Release: 15/11/2022
    FCA provides information on financial services partnerships.
  4. FCA confirms introduction of rent-to-own price cap

    Press Releases Published: 05/03/2019 Last modified: 05/03/2019
    The Financial Conduct Authority (FCA) has today confirmed the introduction of a price cap to protect some of the most vulnerable customers in the UK in the rent-to-own (RTO) sector. The cap will be introduced from 1 April 2019 and will save
  5. Signposting to pensions guidance: our findings

    Research insights Published: 13/07/2016 Last modified: 17/08/2021
    Since April 2015, consumers have had greater choice around how they access their Defined Contribution (DC) pension savings. It is important that consumers looking to access these savings understand the consequences of the decisions they make.
  6. FCA proposes changes to advice on pension transfers

    Press Releases Published: 21/06/2017 Last modified: 21/06/2017
    The Financial Conduct Authority (FCA) has today published new proposals on advice relating to pension transfers where consumers have safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes.
  7. Examining the future of anti-money laundering regulations

    Speeches Published: 08/12/2015 Last modified: 16/08/2021
    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015
  8. Regulators welcome the Government’s updated Green Finance Strategy

    Statements Published: 30/03/2023 Last modified: 30/03/2023
    The FCA, the FRC, the BoE and the TPR welcome the Government's updated Green Finance Strategy.
  9. Mortgage Market Review (MMR) Roadshow Webcast

    News stories Published: 30/05/2013 Last modified: 15/12/2016
    Following our MMR roadshows earlier this year, we have developed a webcast of the material we presented at these events. We have also collated the Frequently Asked Questions we came across during the roadshows, and would encourage you to review
  10. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    second arrangement, the staff act as the firm’s agent in executing the business in accordance with the directors’ and by extension the regulator’s requirements. ... are given an incentive to report them to HMRC through the similar reporting