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Open Finance: an opportunity for financial services
Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance (TISA) Open Finance Conference, London. -
AI Scheme supplemental VREQ application [pdf]
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CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade. -
Setting high standards for pre-paid funeral plans
In 2019, the Government decided to bring the pre-paid funeral plan sector under FCA regulation. Our rules help make sure that authorised firms don't operate in ways that cause harm. -
Money laundering and supervising trusted professionals
OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards. -
FCA outlines where improvements are needed in ESG benchmarks
High quality ESG benchmarks are important to support trust in the market for ESG products and the transition to a net zero economy. -
‘Big Tech a priority’ says FCA Chief Executive
In a speech delivered today, the FCA's Chief Executive Nikhil Rathi announced the regulator's plans to examine how Big Tech firms’ unique access to large sets of data could unlock better products, more competitive prices and wider choice for -
Second Supervisory Notice: Symmetric Systems Limited [pdf]
For the reasons given in this Notice, the Authority has decided not to rescind the Requirements set out below at paragraph 1.3 which were imposed on Symmetric Systems Limited, trading as Bank-Smart, and notified to it in the First Supervisory Notice -
FCA statement on the launch of the Cost Transparency Initiative (CTI)
The FCA is pleased to note today’s announcement which launches a new body to deliver a template for the disclosure of costs and charges to institutional investors. This will lead to improvements in the ability of institutional investors to access