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New Bank Start-up Unit launched by the financial regulators
The Prudential Regulation Authority (PRA) and FCA have today launched the New Bank Start-up Unit. The Unit is a joint initiative from the UK’s financial regulators giving information and support to newly authorised banks and those thinking of -
MLA F: Mortgage lending - arrears analysis FAQs
MLA F: Mortgage lending - arrears analysis FAQs -
Portfolio letter: Credit Rating Agencies [pdf]
This is the first FCA portfolio letter for credit rating agencies (CRAs). We are sending it to all firms in the portfolio to communicate what we expect CRAs to do to minimise risks to consumers, market integrity or competition from failures to meet -
Better information on current account services
From today, the main current account providers are publishing better information about additional services they offer all consumers, including those in potentially vulnerable circumstances. -
Financial watchdog blocks thousands of misleading ads
Social media remains a major focus for the FCA’s work in combatting misleading financial promotions. -
Consumer warning on Northern Provident Investments
Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers -
Consumer warning on pre-paid probate plans
We strongly advise you to consider carefully whether a pre-paid probate plan meets your needs and offers value before buying as there are no regulatory protections in place for you. -
External audit requirements for small personal investment firms or service companies
Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do. -
TSB fined £48.65m for operational resilience failings
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks, -
CP15/29: Amendments to various forms
These forms are made under the regulators powers of direction, meaning there is no requirement to consult on these changes.