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Showing 1201 to 1210 of 2209 search results for identification requirements.

  1. External audit requirements for small personal investment firms or service companies

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do.

  2. Impact assessment: TR16/8: Packaged Bank Accounts [pdf]

    Impact assessments Published: 25/07/2017
    This impact assessment relates to the disapplication of CASS audit requirements to certain debt management firms. It has been verified by the Regulatory Policy Committee.

  3. Report a payment services or e-money firm

    Consumers Report a firm Published: 12/01/2018 Last modified: 11/09/2023
    Get in touch with the FCA if you think a payment services or e-money firm hasn’t met its legal requirements to you.

  4. Retail Prices Index changes and DB pension transfer redress

    Statements Published: 03/03/2021 Last modified: 10/03/2021
    We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030.

  5. Information on firms sanctioned for greenwashing - April 2022

    FOI Release Date of Release: 28/04/2022
    The FCA provides information on greenwashing.

  6. EMIR Margin Intragroup Exemptions Single Pair Application Form [xlsx]

    Forms Published: 10/01/2017
    This form should be submitted by a counterparty applying to the Financial Conduct Authority (FCA) as relevant competent authority, to make use of the exemptions for intragroup transactions as defined in Article 11(8) and (9) of the UK European

  7. A review of requirements for firms entering into or expanding in the banking sector: one year on [pdf]

    Thematic reviews Published: 07/07/2014 Last modified: 05/08/2016
    In March 2013 the Financial Services Authority (FSA) and the Bank of England published their review of requirements for firms entering or expanding into the banking sector. This review set out changes in two key areas: reforms to the authorisation

  8. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.

  9. FCA makes key sustainability and technology hires

    Press Releases Published: 19/04/2021 Last modified: 19/04/2021
    We have appointed Sacha Sadan as Director of Environment Social and Governance.

  10. Gefion Insurance A/S withdrawal of licence to operate

    Statements Published: 30/06/2020 Last modified: 02/07/2020
    Withdrawal of Gefion Insurance licence to operate
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