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Showing 1221 to 1230 of 2209 search results for identification requirements.

  1. Future Regulatory Framework (FRF) Review reforms

    Corporate documents Published: 09/12/2022 Last modified: 14/07/2023
    The Future Regulatory Framework Review aims to ensure the UK’s regulatory framework for financial services continues to be coherent, agile, and internationally respected.
  2. Hartley Pensions Limited – requirement to stop accepting new pension contributions

    News stories Published: 11/07/2022 Last modified: 29/09/2022
    Hartley Pensions Limited (Hartley Pensions), is a SIPP (Self Invested Personal Pension) operator authorised and regulated by the FCA. It also provides administration for a small number of SSAS (Small Self-Administered Schemes), regulated by The
  3. Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector

    Statements Published: 11/03/2022 Last modified: 11/03/2022
    The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.
  4. Meeting the challenge in our changing global markets

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.
  5. The role of regulation in encouraging investment in the City

    Speeches Published: 25/09/2023 Last modified: 25/09/2023
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event.
  6. Transcript: The new prudential regime for investment firms [pdf]

    Transcripts Investment management Published: 01/12/2020 Last modified: 01/12/2020
    Transcript: The new prudential regime for investment firms
  7. Independently East Ltd enters compulsory liquidation

    News stories Published: 11/09/2023 Last modified: 11/09/2023
    Independently East Ltd entered compulsory liquidation following an application made by the FCA.
  8. Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living

    Mortgage lenders and intermediaries Statements Published: 07/12/2022 Last modified: 08/12/2022
    The FCA is consulting on draft guidance explaining a range of options firms have to support customers, including varying a contract for forbearance purposes.
  9. PS19/23: FCA and PRA changes to mortgage reporting requirements

    Policy statements Published: 13/12/2018 Last modified: 30/09/2019
    We summarise the feedback and our response to it following consultation paper (CP) FCA – 18/41 / PRA – 30/18.
  10. Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams

    News stories Published: 20/10/2021 Last modified: 24/03/2022
    On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators.