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Showing 1231 to 1240 of 2209 search results for identification requirements.

  1. MLA G: Mortgage administration business profile FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA G: Mortgage administration business profile FAQs.

  2. PS18/25: EU Securitisation Regulation

    Policy statements Published: 12/10/2018 Last modified: 09/01/2019
    This Policy Statement outlines the final and near-final rules that implement the EU Securitisation Regulation and Capital Requirements Regulation (CRR) Amendment. This Policy Statement follows our Consultation Papers CP18/22 (August 2018) and

  3. Primary credit brokers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  4. General insurance pricing attestation multi-firm review

    Multi-firm reviews Published: 02/12/2022 Last modified: 02/12/2022
    Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure).

  5. FCA FIRDS

    Markets Published: 01/02/2019 Last modified: 21/12/2022
    Information on our Financial Instruments Reference Data System (FCA FIRDS). Read more about how FCA FIRDS works.

  6. Variation of requirements to the permissions covering all 13 business partners [pdf]

    Requirement notices Published: 28/10/2013 Last modified: 12/07/2016

  7. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  8. Call for Input: Using technology to achieve smarter regulatory reporting [pdf]

    Calls for input Published: 20/02/2018
    In this call for input we invite views on a ‘proof of concept’ which could potentially make it easier for firms to meet their regulatory reporting requirements and improve the quality of information they provide.

  9. First Supervisory Notice 2023: David Stock & Co Limited [pdf]

    Supervisory notices Published: 19/05/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on David Stock & Co Limited

  10. General insurance value measures data - July to December 2021

    Data Published: 25/11/2022 Last modified: 25/11/2022
    The FCA has published value measures data for a wide range of General Insurance (GI) Products for July to December 2021.
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