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Showing 1261 to 1270 of 2209 search results for identification requirements.

  1. The FCA holds key conference on financial crime

    Press Releases Published: 01/07/2013 Last modified: 03/07/2013
    Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance.

  2. First Supervisory Notice 2023: London Court Limited [pdf]

    Supervisory notices Published: 06/10/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on London Court Limited with immediate effect.

  3. We consult on new guidance on the trading venue perimeter

    News stories Published: 22/09/2022 Last modified: 22/09/2022
    We have published a Consultation Paper (CP) proposing new guidance on the regulatory perimeter for trading venues as part of the Wholesale Markets Review (WMR) we have been conducting with the Treasury.

  4. FCA engages with firms on claims handling thematic review

    Press Releases Published: 09/04/2014 Last modified: 10/04/2014
    Based on its work so far, the FCA is not proposing any new requirements or rule changes for firms in this area.

  5. Liquidity management for investment firms: good practice

    Documents Published: 29/02/2016 Last modified: 29/02/2016
    The FCA has been working with the Bank of England, at the request of the Financial Policy Committee (FPC), to assess risks posed by open-ended investment funds investing in the fixed income sector. As part of this work we have engaged with a number

  6. FCA publishes outcome of high-cost credit review

    Press Releases Published: 31/05/2018 Last modified: 31/05/2018
    The Financial Conduct Authority (FCA) has announced new proposals designed to protect millions of people who use overdrafts and high-cost credit.

  7. PS23/6: Financial promotion rules for cryptoassets

    Policy statements Published: 07/06/2023 Last modified: 15/11/2023
    We summarise the feedback we received to CP22/2 on cryptoassets and set out our final policy position and near final Handbook rules.

  8. Why diversity and inclusion are regulatory issues

    Speeches Published: 17/03/2021 Last modified: 13/09/2021
    Speech by our CEO, Nikhil Rathi, at the launch of the HM Treasury Women in Finance Charter Annual Review.

  9. OFT Requirement Notice: American Express Services Europe Limited [pdf]

    Requirement notices Published: 17/11/2010 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on American Express Services Europe Limited which applies to its Consumer Credit Interim Permission.

  10. Prospectus Regulation Rules Cross Reference lists

    Markets Published: 26/04/2019 Last modified: 11/01/2023
    The cross reference lists are for issuers to show us how they have complied with the disclosure requirements when submitting documents for FCA approval.
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