Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 131 to 140 of 2209 search results for identification requirements.

  1. Shareholding notification and disclosure

    Markets Published: 02/05/2016 Last modified: 02/07/2024
    There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

  2. Remuneration

    Tasks for regulated firms Published: 08/05/2015 Last modified: 07/03/2023
    Find the remuneration rules from the FCA

  3. Issuer complaint form

    Last modified: 23/03/2024
    This form is for making a complaint against an issuer for a potential breach of our rules.  To aid our assessment of your complaint, please provide as much detail as possible regarding your concern.

  4. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).

  5. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  6. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/06/2024
    The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.

  7. Society secretaries

    Mutual societies Published: 25/03/2024 Last modified: 25/03/2024
    Information for society secretaries, and steps you can take.

  8. Durable medium

    Tasks for firms Published: 06/03/2017 Last modified: 14/09/2023
    The FCA provides a clarification on the term 'durable medium', which will help firms to understand their obligations when using non-paper methods of communication.

  9. FCA Statement on CRD IV

    Statements Published: 20/09/2013 Last modified: 23/09/2013
    We intend to collect financial reports (COREP and FINREP) from firms as set out by the Capital Requirements Directive (CRDIV), using a reporting language called XBRL (eXtensible Business Reporting Language). ... It should be noted that the Regulation will

  10. Contact us

    Last modified: 21/06/2024
    If you have a query, comment or complaint about the FCA you can contact us by web chat, email or phone.
Related searches