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Information on crypto investment scams - February 2022
The FCA answers multiple questions on crypto investment scams. -
Expect the unexpected: cyber security in 2017 and beyond
Speech by Nausicaa Delfas, Executive Director at the FCA, delivered at the Financial Information Security Network. -
Update for firms on PRIIPs RTS Article 18 and related rules
The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document. -
FCA publishes Terms of Reference for the Retirement Outcomes Review
The review found that the majority of firms in our sample were meeting the FCA’s requirements, however there were a number of areas where improvements could be made. ... As the research shows that the annuity comparator is an effective remedy, the FCA -
Building Societies and the Future of Retail Banking
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester. -
FG15/2 - Primary Market Bulletin No. 10
FG15/2 - Primary Market Bulletin No. 10. Newsletters First published:. 30/01/2015. Last updated: 03/09/2016. Share page. FG15/2 - Primary Market Bulletin No. 10. January 2014 and September 2014. The Knowledge Base is the UKLA’s repository of -
Regulatory change for firms as Brexit transition period ends
As of 11pm on 31 December 2020, the transition period ended and EU laws no longer apply in the UK. For many financial services businesses, this means changes to existing systems and services. -
Weighing the value of data – trade-offs, transparency and competition in the digital marketplace
Speech by Robin Finer, Acting Chief Economist at the FCA, delivered at the Respublica conference ‘The Value of Data, Competition, and Financial Services’, London. -
GC15/7: Primary Market Bulletin No. 12
We are consulting on the following changes that we are proposing to make to the Knowledge Base. -
PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms
there was a contravention of a relevant requirement by the Senior Manager’s firm.