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Showing 1321 to 1330 of 2209 search results for identification requirements.

  1. Building our societies through lending and savings

    Speeches Published: 09/05/2024 Last modified: 09/05/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer at the Building Societies Annual Conference

  2. GC16/3: Primary Market Bulletin No. 13

    Newsletters Published: 29/03/2016 Last modified: 03/09/2016
    Sponsors: Record Keeping Requirements (UKLA/TN/717.1).

  3. PS14/18: Credit broking and fees

    Policy statements Published: 01/12/2014 Last modified: 02/01/2015
    The rules will ban credit brokers from charging fees to customers, and from requesting customers’ payment details for that purpose unless they meet FCA requirements.

  4. FCA takes action against debt packager firms

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice

  5. CP19/33: Quarterly Consultation Paper No 26

    Consultation papers Published: 06/12/2019 Last modified: 17/04/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook

  6. Required permissions for asset management firms

    Published: 30/10/2018 Last modified: 05/07/2023
    If you're applying to be authorised as a manager of investments, AIFs or UK UCITS, or to distribute funds, find out which permissions to apply for.

  7. CP19/27: Quarterly Consultation Paper No 25

    Consultation papers Published: 06/09/2019 Last modified: 13/12/2019
    Once a quarter, the FCA consults on proposed miscellaneous amendments to its Handbook.

  8. FCA announces changes to advice on pension transfers

    Press Releases Published: 26/03/2018 Last modified: 11/04/2024
    The FCA has published new rules and guidance on pension transfer advice and is seeking views on additional changes, including adviser charging structures.

  9. SME collections and recoveries review

    Multi-firm reviews Published: 12/07/2022 Last modified: 12/07/2022
    Findings from our multi-firm review assessing how retail banks treat their SME customers in collections and recoveries.

  10. Price comparison websites failing to meet FCA expectations

    Press Releases Published: 16/07/2014 Last modified: 16/07/2014
    However, our review found that they were not meeting our requirements in delivering fair and consistent outcomes for consumers.
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