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Showing 1351 to 1360 of 2209 search results for identification requirements.

  1. Information for firms during the Brexit implementation period

    Press Releases Published: 30/01/2020 Last modified: 06/10/2020
    On 31 January 2020 at 11pm the UK will leave the European Union (EU) and enter an implementation period, which is due to last until 31 December 2020.

  2. Information for customers of Glint Pay Services Ltd

    News stories Published: 20/09/2019 Last modified: 22/11/2019
    Glint Pay Services Ltd (FRN 900657) is authorised and supervised by the FCA to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs).

  3. PS16/2: Implementation of the UCITS V Directive

    Policy statements Published: 02/02/2016 Last modified: 02/02/2016
    requirements applicable to management companies, including remuneration principles and transparency obligations towards investors. ... changes to the regime for depositaries, including eligibility criteria and capital requirements for firms acting as

  4. Relending by high-cost lenders

    Firms Multi-firm reviews Published: 06/08/2020 Last modified: 07/08/2020
    This report sets out our review findings of relending by firms in the high-cost lenders portfolio.

  5. Product sales data: specific management-related FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: specific management-related FAQs.

  6. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

  7. FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries

    Statements Published: 16/08/2016 Last modified: 01/02/2017
    The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter

  8. CP14/18: Quarterly consultation No.6

    Consultation papers Published: 05/09/2014 Last modified: 05/09/2014
    We are proposing to:. amend the procedure for processing a direction or determination by the FCA waiving, varying or disapplying requirements under the Consumer Credit Act 197.

  9. IRHP: agreements with the banks and instructions to the independent reviewers

    Consumers Published: 26/04/2016 Last modified: 14/12/2021
    Consumers IRHP: agreements with the banks and instructions to the independent reviewers.

  10. FG14/9 - Primary Market Bulletin No. 7

    Newsletters Published: 27/11/2014 Last modified: 03/09/2016
    In Primary Market Bulletin No. 7 (October 2013), we proposed guidance to amend the Knowledge Base to include one new Technical Note to explain the prospectus disclosure requirements for retail investors
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