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Showing 1361 to 1370 of 2209 search results for identification requirements.

  1. Information on discretionary fund manager - December 2022

    FOI Release Date of Release: 02/12/2022
    The FCA provides information on discretionary fund manager.

  2. FCA proposes price cap for payday lenders

    Press Releases Published: 15/07/2014 Last modified: 15/07/2014
    If we do not see the level of progress we require, we will consult on the introduction of data-sharing requirements.

  3. The FCA launches review into price comparison websites

    Press Releases Published: 24/11/2013 Last modified: 09/12/2016
    In 2011, the Financial Services Authority (predecessor to the FCA) issued guidance on regulatory permissions that PCWs must hold, and on handbook requirements.

  4. GC16/4: Primary Market Bulletin No. 14

    Newsletters Published: 27/04/2016 Last modified: 03/09/2016
    Related party transactions - Modified requirements for smaller related party transactions (UKLA/TN/308.3).

  5. FG15/11 - Primary Market Bulletin No. 11

    Newsletters Published: 23/11/2015 Last modified: 03/09/2016
    Related party transactions – Modified requirements for smaller related party transactions (UKLA/TN/308.2).

  6. Statement of Policy on the designation of benchmarks under Article 23A BMR [pdf]

    Policy statements Published: 05/03/2021
    We set out our final policy in respect of Article 23A, fulfilling the requirement at Article 23F(1)(b).

  7. GC15/3 Primary Market Bulletin No. 11

    Newsletters Published: 30/03/2015 Last modified: 03/09/2016
    Related party transactions – Modified requirements for smaller related party transactions(UKLA/TN/308.2).

  8. CMCs: how we will authorise and regulate firms

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    Claims management companies are subject to FCA regulation. Read about the standards and rules your firm will need to meet.

  9. PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references

    Policy statements Published: 15/02/2016 Last modified: 26/05/2016
    PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references. ... PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA

  10. Information on cryptoasset exchange services in the UK - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA provides information on cryptoasset exchange services in the UK.
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